0001193125-13-272328.txt : 20130626 0001193125-13-272328.hdr.sgml : 20130626 20130626152024 ACCESSION NUMBER: 0001193125-13-272328 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130626 DATE AS OF CHANGE: 20130626 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ExOne Co CENTRAL INDEX KEY: 0001561627 STANDARD INDUSTRIAL CLASSIFICATION: PRINTING TRADES MACHINERY & EQUIPMENT [3555] IRS NUMBER: 261480640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87335 FILM NUMBER: 13934327 BUSINESS ADDRESS: STREET 1: 127 INDUSTRY BOULEVARD CITY: NORTH HUNTINGDON STATE: PA ZIP: 15642 BUSINESS PHONE: 724-863-9663 MAIL ADDRESS: STREET 1: 127 INDUSTRY BOULEVARD CITY: NORTH HUNTINGDON STATE: PA ZIP: 15642 FORMER COMPANY: FORMER CONFORMED NAME: Ex One Co DATE OF NAME CHANGE: 20130104 FORMER COMPANY: FORMER CONFORMED NAME: Ex One Company, LLC DATE OF NAME CHANGE: 20121105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL S KENT CENTRAL INDEX KEY: 0001049495 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: C/O THE EXONE COMPANY STREET 2: 127 INDUSTRY BLVD CITY: PITTSBURGH STATE: PA ZIP: 15642 SC 13D/A 1 d563233dsc13da.htm SC 13D/A SC 13D/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Act of 1934

(Amendment No. 1)

 

 

The ExOne Company

(Name of Issuer)

Common Stock, par value $0.01

(Title of Class of Securities)

302104104

(CUSIP Number)

S. Kent Rockwell

127 Industry Boulevard

North Huntingdon, Pennsylvania 15642

(724) 863-9663

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

June 26, 2013

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.  ¨

 

 

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


EXPLANATORY NOTE

This Amendment No. 1 to Schedule 13D is being filed to terminate and withdraw the Schedule 13D filed on February 21, 2013 (the “Original Schedule 13D”) by S. Kent Rockwell with respect to his beneficial ownership of shares of common stock of The ExOne Company (the “Company”).

The Original Schedule 13D was inadvertently filed. The ExOne Company engaged in an initial public offering of its common stock in February 2013. As a result of the initial public offering, the Company’s common stock was registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (“1934 Act”). Mr. Rockwell owned all of his shares of common stock of the Company listed on the Original Schedule 13D prior to the Company’s initial public offering. Accordingly, Mr. Rockwell was not required (and is not currently required) to file a Schedule 13D pursuant to Section 13(d) of the 1934 Act, and, Mr. Rockwell hereby amends the Original Schedule 13D to withdraw and terminate the Original Schedule 13D. Mr. Rockwell will be required to report his beneficial ownership of shares of the Company’s common stock on a Schedule 13G on or before February 14, 2014 assuming that his beneficial ownership as of December 31, 2013 exceeds five percent (5%) of the Company’s shares of common stock. As required, Mr. Rockwell will file a Schedule 13G on or before February 14, 2014 to report his beneficial ownership of common stock of the Company.


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 1 to Schedule 13D is true and correct.

Dated: June 26, 2013

 

By:  

/s/ S. Kent Rockwell

  S. Kent Rockwell